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Larry Boggs

D.L. Fields Advisory Group, LLC
37 Years of Experience
Bentonville, AR
7 Disclosures
View SEC Summary
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Larry Boggs is a registered investment advisor at D.L. Fields Advisory Group, LLC, based in Bentonville, AR, with 37 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 207 clients with $22M in assets under management.

D.L. Fields Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
207 clients
Average Client Portfolio
$106K average
Assets Under Management
$22.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.75%
$500K - $1.0M1.50%
$1M+1.25%

Accounts within the same household can be combined for a reduced fee. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1202 NE Mcclain Rd, Bldg 7-Ste 143, Bentonville, AR, 72712

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2019
Settled
Customer Dispute
February 2017
Award / Judgment
Customer Dispute
June 2015
Denied
Customer Dispute
June 2012
Denied
Customer Dispute
June 2009
Settled
Customer Dispute
July 2007
Denied
Customer Dispute
January 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Larry is an advisor with International Assets Investment Management, LLC, dedicating nearly full-time hours to this role. He is also the president of Boggs & Associates, LLC, a financial planning business, which requires significantly more than full-time hours, and provides notary services, dedicating nearly full-time hours to this.

Employment History
Current Registrations
D.L. Fields Advisory Group, LLC
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
International Assets Investment Management, LLC
May 2019 - January 2022 · 2 yrs 8 mos
International Assets Advisory, LLCBroker
April 2019 - January 2022 · 2 yrs 9 mos
First Allied Advisory Services, INC.
March 2014 - April 2019 · 5 yrs 1 mo
First Allied Securities, INC.Broker
October 2011 - April 2019 · 7 yrs 6 mos
Fsc Securities Corporation
March 2004 - December 2004 · 9 mos
Fsc Securities CorporationBroker
August 2003 - November 2011 · 8 yrs 3 mos
Investacorp, INC.Broker
December 1999 - September 2003 · 3 yrs 9 mos
New England SecuritiesBroker
August 1998 - December 1999 · 1 yr 4 mos
MML Investors Services, INC.Broker
March 1996 - August 1998 · 2 yrs 5 mos
G. R. Phelps & CO., INC.Broker
June 1995 - March 1996 · 9 mos
Keogler, Morgan & Company, INC.Broker
April 1991 - July 1995 · 4 yrs 3 mos
Guardian Investor Services CorporationBroker
March 1990 - April 1991 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
October 1988 - February 1990 · 1 yr 4 mos
American Express Financial Advisors INC.Broker
October 1988 - February 1990 · 1 yr 4 mos
State Registrations1 state
GA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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