Harvey Fladeland is a registered investment advisor, based in Rockwall, TX, with 36 years of industry experience. Harvey is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Rockwall, TX
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2006Denied
Employment History
Current Registrations
Arkadios CapitalBroker
August 2026 - Present · 2 mos
Arkadios Wealth Advisors
August 2026 - Present · 2 mos
Arkadios Capital
August 2026 - Present · 2 mos
Previous Registrations
Frost Investment Services
October 2025 - May 2026 · 7 mos
Frost Brokerage Services, INC.Broker
March 2025 - May 2026 · 1 yr 2 mos
Touchstone Securities, INC.Broker
March 2019 - March 2025 · 6 yrs
AXA Distributors, LLCBroker
September 2007 - March 2019 · 11 yrs 6 mos
Riversource Distributors, INC.Broker
December 2006 - September 2007 · 9 mos
Ameriprise Financial Services, INC.Broker
December 2003 - January 2007 · 3 yrs 1 mo
Ids Life Insurance CompanyBroker
December 2003 - December 2006 · 3 yrs
Invesco
December 2001 - July 2003 · 1 yr 7 mos
Invesco Distributors, INC.Broker
September 2000 - July 2003 · 2 yrs 10 mos
Mfs Fund Distributors, INC.Broker
February 1999 - September 2000 · 1 yr 7 mos
Wells Fargo Securities INC.Broker
May 1998 - January 1999 · 8 mos
Piper Jaffray INC.Broker
December 1994 - May 1998 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1994 - December 1994 · 8 mos
Ba Investment Services, INC.Broker
May 1992 - April 1994 · 1 yr 11 mos
Gna Securities, INC.Broker
February 1991 - June 1992 · 1 yr 4 mos
Invest Financial CorporationBroker
February 1990 - February 1991 · 1 yr
Shearson Lehman Hutton INC.Broker
March 1989 - December 1989 · 9 mos
Blinder, Robinson & CO., INC.Broker
October 1988 - November 1988 · 1 mo
State Registrations3 states
AZMNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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