John Oleary
John Oleary is a registered investment advisor at Capitol Securities Management, INC., based in Melville, NY, with 37 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,745 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.
Location
201 Old Country Road, Suite 206, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2012Employment History
Current Registrations
Capitol Securities Management, INC.Broker
Capitol Securities Management, INC.
Capitol Securities Management, INC.
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Tucker Anthony IncorporatedBroker
Janney Montgomery Scott LLCBroker
Dean Witter Reynolds INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.