Robert Oates
Robert Oates is a registered investment advisor at Osaic Wealth, INC., based in Williamsville, NY, with 37 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
8759 Main St, Williamsville, NY, 14221-7601
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2009Customer Dispute
January 2003Customer Dispute
September 1991Other Business ActivitiesSells Insurance
Robert is the president of First National Investors, selling fixed insurance products, and spends minimal time on this. He also owns a property since 2005 and works as an investment advisor, dedicating a few hours per week to fixed annuities and life insurance.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Delta Equity Services CorporationBroker
Euro-Atlantic Securities INC.Broker
Thomas James Associates, INC.Broker
Taw Securities, INC.Broker
Mlb Investments, LTD.Broker
Monmouth Investments, INC.Broker
Power Securities CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.