Steven Vant
Steven Vant is a registered investment advisor at Ameriprise Financial Services, LLC, based in Long Beach, CA, with 34 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
3711 Long Beach Blvd, Ste 1015, Long Beach, CA, 90807-3326
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Northeast Securities, INC.Broker
Corporate Securities Group, INC.Broker
Toluca Pacific Securities CORP.Broker
Kensington Wells IncorporatedBroker
First Montauk Securities CORP.Broker
Meridian, Dunhill & CO., INC.Broker
First Hanover Securities, INC.Broker
The Wellington Group, INC.Broker
Lehman Brothers INC.Broker
Berkeley Securities CorporationBroker
Global Capital Securities, INC.Broker
J. T. Moran & CO., INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.