DH
DH

Deborah Haines

37 Years of Experience
Houston, TX
Broker

Deborah Haines is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5847 San Felipe Street, Ste 3900, Houston, TX, 77057

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
December 2017 - Present · 8 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
September 1997 - February 2013 · 15 yrs 5 mos
Morgan Keegan & Company, INC.Broker
September 1997 - September 1997 · 0 mos
Smith Barney INC.Broker
July 1993 - September 1997 · 4 yrs 2 mos
Lehman Brothers INC.Broker
November 1988 - July 1993 · 4 yrs 8 mos
State Registrations2 states
LATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.