RD
CFP
RD
CFP

Robert Dick

37 Years of Experience
Minot, ND
Broker

Robert Dick is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Minot, ND, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2900 10th St. Sw, Suite C, Minot, ND, 58701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is the owner of Advanced Investment Consulting Inc., a support company for his Raymond James branch. He also owns rental real estate through MMDR Real Estate LLP, dedicating minimal time to each activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.
October 2000 - Present · 25 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2000 - Present · 25 yrs 9 mos
Previous Registrations
Raymond James Financial Services
January 2001 - January 2009 · 8 yrs
American Investment Services, INC.Broker
May 1997 - October 2000 · 3 yrs 5 mos
Financial Advantage Brokerage Services, INCBroker
April 1995 - May 1997 · 2 yrs 1 mo
The O.N. Equity Sales CompanyBroker
November 1988 - June 1995 · 6 yrs 7 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.