Robert Schmelzer is a registered investment advisor, based in Austin, TX, with 13 years of industry experience.
Location
Austin, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2014 - November 2020 · 6 yrs 4 mos
First Allied Securities, INC.Broker
June 2014 - September 2022 · 8 yrs 3 mos
First Empire Asset Management, INC
August 2012 - September 2012 · 1 mo
First Empire Securities, INC.Broker
June 2012 - September 2012 · 3 mos
Tradition Asiel Securities INC.Broker
July 2003 - September 2003 · 2 mos
Resrv Partners, INC.Broker
September 2002 - October 2002 · 1 mo
AXA Advisors, LLCBroker
July 2001 - August 2001 · 1 mo
National Australia Capital Markets, LLCBroker
March 2000 - January 2001 · 10 mos
State Registrations2 states
NYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.