DM
DM
Diane Muhler
33 Years of Experience
Cockeysville, MD
1 DisclosureBrokerSells Insurance
Diane Muhler is a registered investment advisor, based in Cockeysville, MD, with 33 years of industry experience.
Location
9710 Monroe St, Cockeysville, MD, 21030
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2014Denied
Other Business ActivitiesSells Insurance
Diane is an independent contractor for Mary Kay and a notary public, each requiring minimal time. Diane also works as an agent/broker for SCC Fixed Insurance and as an electrical sales associate at Home Depot, dedicating a few hours per week and about 10-20% of her time, respectively.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
December 2018 - August 2023 · 4 yrs 8 mos
Securian Financial Services, INC.Broker
December 2018 - August 2023 · 4 yrs 8 mos
Suntrust Advisory Services, INC.
August 2016 - December 2018 · 2 yrs 4 mos
Suntrust Investment Services, INC.Broker
December 2013 - December 2018 · 5 yrs
Suntrust Investment Services, INC.
December 2013 - December 2016 · 3 yrs
Cetera Investment Services LLC
September 2010 - December 2013 · 3 yrs 3 mos
Cetera Investment Services LLCBroker
November 2007 - December 2013 · 6 yrs 1 mo
Ifmg Securities, INC.Broker
November 2005 - November 2007 · 2 yrs
M&t Securities, INC.Broker
May 2003 - January 2005 · 1 yr 8 mos
Allfirst Brokerage CorporationBroker
November 1997 - May 2003 · 5 yrs 6 mos
Locust Street Securities, INC.Broker
March 1993 - November 1995 · 2 yrs 8 mos
The Prudential Insurance Company of AmericaBroker
August 1989 - November 1991 · 2 yrs 3 mos
Pruco Securities CorporationBroker
August 1989 - November 1991 · 2 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
October 1988 - July 1989 · 9 mos
Metlife Securities INC.Broker
October 1988 - July 1989 · 9 mos
State Registrations3 states
MDMTNC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.