Frank Sparger
Frank Sparger is a registered investment advisor at Stonex Advisors INC., based in Birmingham, AL, with 37 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243
Get directionsHistory
Regulatory History (4)
Regulatory
January 2012Regulatory
August 2011Customer Dispute
December 2010Customer Dispute
January 2009Other Business Activities
Frank is the owner of Sparger Investments, an investment-related business, dedicating full-time hours to it. He also serves as a board member for the Stanly Community College Foundation, spending minimal time on fundraising activities.
Employment History
Current Registrations
Stonex Securities INC.Broker
Stonex Advisors INC.
Previous Registrations
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Gunnallen Financial, INCBroker
Gunnallen Financial, INC
Edward Jones
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.