BB
BB

Bradley Brown

37 Years of Experience
Willoughby, OH
1 DisclosureBroker

Bradley Brown is a registered investment advisor, based in Willoughby, OH, with 37 years of industry experience.

Location

4230 State Route 306, Ste. 100, Willoughby, OH, 44094

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1982
Final Disposition
Other Business Activities

Bradley is the sole owner of Royal Paladin Group, LLC, operating under a DBA. He anticipates working full-time on this venture, dedicating 40+ hours per week during market hours.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
April 2010 - September 2022 · 12 yrs 5 mos
First Allied Securities, INC.
April 2010 - July 2012 · 2 yrs 3 mos
Wells Fargo Advisors, LLC
May 2003 - April 2010 · 6 yrs 11 mos
Wells Fargo Advisors, LLCBroker
January 2003 - April 2010 · 7 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
September 1992 - January 2003 · 10 yrs 4 mos
Parker/hunter IncorporatedBroker
May 1989 - September 1992 · 3 yrs 4 mos
Financial Network Investment CorporationBroker
April 1989 - May 1989 · 1 mo
American Pacific Securities CorporationBroker
September 1988 - April 1989 · 7 mos
State Registrations21 states
AZCACOCTFLGAILMEMIMSMTNCNYOHORPASCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bradley Brown - Financial Advisor | TrueAdvisor