Lee Rosenblum
Lee Rosenblum is a registered investment advisor at Osaic Wealth, INC., based in Flemington, NJ, with 37 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
111 State Route 31, Suite 214, Flemington, NJ, 08822
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Regulatory History (1)
Customer Dispute
August 2024Other Business ActivitiesSells Insurance
Lee is the President of Rosenblum Wealth Management, a corporation used to pay staff salaries and office expenses. Lee also owns a real estate business, an insurance agency selling fixed annuities, a tax preparation business, and rental real estate, dedicating a few hours per week to each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Sii Investments, INC.
Sii Investments, INC.Broker
Tfs Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.