Lee Rosenblum
Lee Rosenblum is a registered investment advisor at Osaic Wealth, INC., based in Flemington, NJ, with 37 years of industry experience. Lee is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
111 State Route 31, Suite 214, Flemington, NJ, 08822
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2024Other Business ActivitiesSells Insurance
Lee is the President of Rosenblum Wealth Management, a corporation used to pay staff salaries and office expenses. Lee also owns a real estate business, an insurance agency selling fixed annuities, a tax preparation business, and rental real estate, dedicating a few hours per week to each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Sii Investments, INC.
Sii Investments, INC.Broker
Tfs Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Williams, CFPOsaic Wealth, INC.
- John Deangelo, CFPOsaic Wealth, INC.
- David Johnston, CFP
- Timothy Moran, CFPCondor Capital Wealth Management
- Lino Deangelis, CFPAlliance Wealth Management Group, LLC
- Paul Esposito, CFA, CFPThe Pillar Strategies