FN
CFP
FN
CFP

Frank Nargentino

37 Years of Experience
Plainview, NY
2 DisclosuresBrokerSells Insurance

Frank Nargentino is a CFP-designated registered investment advisor, based in Plainview, NY, with 37 years of industry experience.

Location

255 Executive Frive, Suite 305, Plainview, NY, 11803

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Settled
Customer Dispute
November 2002
Award / Judgment
Other Business ActivitiesSells Insurance

Frank is a managing partner at North Shore Wealth Management, dedicating full-time hours. He also owns Frank Nargentino Inc. for business expenses, requiring minimal time, and is a producer at B. Riley Wealth Insurance selling life insurance, dedicating minimal time. Additionally, Frank is a treasurer and board member for program development services, spending a few hours per week.

Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
National Securities CorporationBroker
June 2015 - July 2022 · 7 yrs 1 mo
Jhs Capital Advisors, LLC
September 2010 - June 2015 · 4 yrs 9 mos
Jhs Capital Advisors, LLCBroker
March 2010 - June 2015 · 5 yrs 3 mos
Gunnallen Financial, INC
November 2006 - March 2010 · 3 yrs 4 mos
Gunnallen Financial, INCBroker
July 2005 - March 2010 · 4 yrs 8 mos
Kirlin Securities INC.Broker
August 1991 - August 2005 · 14 yrs
Castle Securities CORP.Broker
February 1991 - August 1991 · 6 mos
Robert Todd Financial CORP.Broker
March 1989 - February 1991 · 1 yr 11 mos
Investors Center, INC.Broker
October 1988 - March 1989 · 5 mos
State Registrations28 states
AZCACTFLGAIDILINMAMDMEMNMSNCNENHNJNVNYOHORPASCTXUTVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.