Charles Roberts is a registered investment advisor at Lincoln Investment, based in Albemarle, NC, with 24 years of industry experience. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 137,534 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lincoln Investment offers investment management through financial advisors, charging a percentage of your portfolio's value. The maximum annual fee is 1.25%. In addition to the advisor fee, some accounts on the Lincoln Signature Solutions platform pay a platform fee, ranging from 0.02% to 0.24% depending on the account type and assets. Fees are negotiable with your advisor.
Location
232 N Second Street, Albemarle, NC, 28001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles operates Roberts Financial Group as a DBA for his LPL business, which is investment-related. This activity takes nearly all of Charles's time.
Employment History
Current Registrations
Lincoln InvestmentBroker
Lincoln Investment
Lincoln Investment
Previous Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Principal Securities, INC.
Principal Securities, INC.Broker
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Triune Capital Advisors LLC
Triune Capital Advisors LLCBroker
Vanguard Marketing CorporationBroker
Josephthal Lyon & Ross IncorporatedBroker
Biltmore Securities, INCBroker
Kober Financial CORP.Broker
Parker Jameson, INC.Broker
First Eagle, INC.Broker
Huberman Securities CORP.Broker
Hampton Securities, INC.Broker
F.D. Roberts Securities, INC.Broker
F.D. Roberts Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.