Herbert Eng
Herbert Eng is a CFP-designated registered investment advisor at LPL Financial LLC, based in Clearwater, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
18167 Us Hwy19 N Ste 400, Clearwater, FL, 33764
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2011Other Business ActivitiesSells Insurance
Herbert operates Crown Point, Inc. as a DBA for his LPL business, dedicating nearly full-time hours to it. He is also an agent for Life Brokerage Financial Group, selling non-variable insurance, which takes about 10-20% of his time, and owns rental real estate, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Intersecurities, INC.
Intersecurities, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.