Anders Johansson is a registered investment advisor at LPL Financial LLC, based in North Tonawanda, NY, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1035 Payne Ave, North Tonawanda, NY, 14120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Anders operates under the DBA Northwest Investment Services for his LPL business, dedicating full-time hours. He also refers clients to bank partners at Northwest Bank, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Advantage Capital CorporationBroker
Thomas James Associates, INC.Broker
J. W. Gant & Associates, INC.Broker
Kober Financial CORP.Broker
J. W. Gant & Associates, INC.Broker
J. W. Gant & Associates, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.