JM
JM

John Mielke

37 Years of Experience
Sleepy Eye, MN
Broker

John Mielke is a registered investment advisor at LPL Financial LLC, based in Sleepy Eye, MN, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

105 Main Street East, Sleepy Eye, MN, 56085

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is involved with Mielke Accounting, spending nearly full-time hours on tax preparation and accounting since 1990. He also dedicates nearly full-time hours to John Mielke Financial Services, his DBA for LPL business, and spends minimal time as a board member for St. John's Lutheran Church.

Employment History
Current Registrations
LPL Financial LLC
January 2024 - Present · 2 yrs 4 mos
LPL Financial LLC
January 2024 - Present · 2 yrs 4 mos
LPL Financial LLCBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Avantax Advisory Services
January 2014 - February 2024 · 10 yrs 1 mo
Avantax Investment Services, INC.Broker
October 1988 - February 2024 · 35 yrs 4 mos
First Investors CorporationBroker
September 1988 - October 1988 · 1 mo
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.