Kenneth Roberts
Kenneth Roberts is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tafton, PA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Tafton, PA
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2004Customer Dispute
February 2001Other Business Activities
Kenneth operates Harbor Lights Financial Group as a DBA for his LPL business and Roberts Financial Group for tax/investment purposes, both full-time endeavors. He also manages real estate rentals through Harbor Lights Property Management LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
LPL Financial LLCBroker
LPL Financial LLC
Harbor Lights Financial Group,inc
Royal Alliance Associates, INC.Broker
Capital Analysts, IncorporatedBroker
Royal Alliance Associates, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.