Shawna Bain is a registered investment advisor, based in Issaquah, WA, with 15 years of industry experience.
Location
6415 E Lake Sammamish Pkwy SE, Suite 100, Issaquah, WA, 98029
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Shawna is an investment advisor representative (IAR) with Merit Financial Group since April 2023, spending about a quarter of her time on administrative tasks. She is also a registered representative (RR) of a broker-dealer (BD) at the registered location and receives commission compensation.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Purshe Kaplan Sterling Investments
Merit Financial Advisors
Previous Registrations
Financial Advocates Investment Management
LPL Financial LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.