WF
WF

William Folan

36 Years of Experience
Atlanta, GA
Broker

William Folan is a registered investment advisor at Executive Services Securities, LLC, based in Atlanta, GA, with 36 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.

Compensation
Commission-Based
Firm Size
2 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3445 Peachtree Road NE, Suite 200, Atlanta, GA, 30326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Executive Services Securities, LLC
April 2010 - Present · 16 yrs 6 mos
Executive Services Securities, LLCBroker
January 2002 - Present · 24 yrs 9 mos
Previous Registrations
Goldman, Sachs & CO.Broker
August 1998 - December 2001 · 3 yrs 4 mos
One Securities CORP.Broker
June 1990 - August 1998 · 8 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
October 1988 - July 1989 · 9 mos
Equico Securities, INC.Broker
October 1988 - July 1989 · 9 mos
State Registrations35 states
ALAZCACOCTDEFLGAILINKSLAMAMDMEMIMNMONCNENJNMNVNYOHPARISCSDTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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