Michael Frank is a CFP-designated registered investment advisor at LPL Financial LLC, based in Delavan, WI, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Delavan, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is involved in tax preparation, accounting, and CPA services since 1993, dedicating minimal time. He also has a business entity, Frank Advisory Services Inc., for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Sage Private Wealth Group, LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Frank Advisory Services, INC.
LPL Financial LLC
LPL Financial LLCBroker
Gibraltar Investments, INC.Broker
Rodman & Renshaw INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.