Joseph Noto
Joseph Noto is a CFP-designated registered investment advisor at Baron Silver Stevens Financial Advisors, LLC, based in Boca Raton, FL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 573 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees may be negotiable based on account size, complexity, prior relationships and related account holdings.
Fee Estimator
Location
4800 N. Federal Highway, Suite 210A, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a Wealth Manager at Baron Silver Stevens Financial Advisors, LLC, preparing investment plans and managing client accounts, dedicating about a quarter of his time. He also owns Noto Financial Services Inc., using it for name recognition, retirement contributions, and recommending life insurance and fixed annuities, dedicating nearly full-time hours to this.
Employment History
Current Registrations
Baron Silver Stevens Financial Advisors, LLC
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Euro-Atlantic Securities INC.Broker
Thomas James Associates, INC.Broker
Taw Securities, INC.Broker
Mlb Investments, LTD.Broker
G. K. Scott & CO., INC.Broker
State Registrations38 states
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