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Cathy Beasley

37 Years of Experience
Birmingham, AL
Broker

Cathy Beasley is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2900 Highway 280, Suite 100, Birmingham, AL, 35223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Morgan Keegan & Company, INC.
February 2007 - February 2013 · 6 yrs
Amsouth Investment Management Company LLC
July 2003 - February 2007 · 3 yrs 7 mos
Amsouth Investment Services, INC.
August 2000 - July 2003 · 2 yrs 11 mos
Amsouth Investment Services, INC.Broker
October 1993 - February 2007 · 13 yrs 4 mos
Protective Equity Services, INC.Broker
November 1989 - October 1993 · 3 yrs 11 mos
Calvert Securities CorporationBroker
October 1988 - September 1989 · 11 mos
State Registrations16 states
ALCACOCTFLGAIALAMSNCNYOHPATNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.