MW
MW

Mary Wood

15 Years of Experience
Philadelphia, PA
Broker

Mary Wood is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1650 Market Street 42nd Floor, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mary is a sole proprietor/owner/partner for BDSELLS2976, where she creates mailing labels, packages merchandise, balances books, and lists merchandise. This activity is performed after hours and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
October 2013 - Present · 12 yrs 7 mos
Morgan StanleyBroker
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
Clearview Trading Advisors, INC.Broker
November 2010 - May 2013 · 2 yrs 6 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mary Wood - Financial Advisor | TrueAdvisor