Harold Hagy
Harold Hagy is a registered investment advisor at LPL Financial LLC, based in Sciota, PA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2331 Route 209, Ste 103, Sciota, PA, 18354
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2009Customer Dispute
April 1999Other Business ActivitiesSells Insurance
Harold operates Hagy Financial Services, LLC as a DBA for his LPL business, dedicating most of his time to it. He also owns Hagy Insurance Agency and serves as an auditor for Hamilton Township, dedicating minimal time to the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Nationwide Securities, LLCBroker
Nationwide Securities, LLC
1717 Capital Management CompanyBroker
1717 Capital Management Company
Nationwide Securities, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.