Ivan Rodriguez
Ivan Rodriguez is a registered investment advisor at New Southern Advisory Services, based in Germantown, TN, with 14 years of industry experience. Ivan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 20 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
New Southern Advisory Services charges a monthly fee based on the value of your portfolio. The annual fee ranges from 0.50% to 1.50% depending on the investment strategy and the size of your account. These fees may be negotiable. Any transaction fees initiated by New Southern will be credited against the advisory fee.
Location
1922 Exeter Road, Suite 15, Germantown, TN, 38138-2949
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2008Employment Separation After Allegations
May 1987Other Business Activities
Ivan is a self-employed screenplay writer since 2004, dedicating about a quarter of his time to this activity. He is also a self-employed singer/songwriter since 2006, spending about 10-20% of his time on this.
Employment History
Current Registrations
New Southern Advisory Services
Previous Registrations
Charles Schwab & CO., INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.