Lynn Smeraldo
Lynn Smeraldo is a registered investment advisor at Ip Financial Advisory Services LLC, based in Charlotte, NC, with 36 years of industry experience. Lynn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
5950 Fairview Road, Suite 140, Charlotte, NC, 28210
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Regulatory History (1)
Customer Dispute
March 2013Other Business ActivitiesSells Insurance
Lynn is a board member for Dunedin Council of Organizations and a member of the Rotary Club of Dunedin, dedicating minimal time to each. Lynn is also an insurance agent with Smeraldo Financial, focusing on estate planning with fixed insurance products, and an IAR with DBA - Smeraldo Financial, using third-party money managers, taking up nearly all of Lynn's time.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLC
Innovation Partners LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Cetera Advisors LLC
Cetera Advisors LLCBroker
Investors Capital Advisory
Investors Capital CORP.Broker
First Allied Securities, INC.
First Allied Securities, INC.Broker
Miller Johnson Steichen Kinnard, INC.Broker
Miller, Johnson & Kuehn, IncorporatedBroker
Juran & Moody, INC.Broker
R.B. Marich, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.