CM
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Carla Muldoon
37 Years of Experience
Richmond, VA
Broker
Carla Muldoon is a registered investment advisor at Cetera Investment Advisers LLC, based in Richmond, VA, with 37 years of industry experience. Carla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Richmond, VA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
January 2001 - Present · 25 yrs 4 mos
Cetera Investment Services LLC
January 2001 - Present · 25 yrs 4 mos
Previous Registrations
Cetera Investment Services LLC
March 2008 - January 2014 · 5 yrs 10 mos
Bancnorth Investment Group, INC.Broker
November 2006 - November 2009 · 3 yrs
Compulife Investor Services, INC.Broker
October 1988 - November 2001 · 13 yrs 1 mo
State Registrations10 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.