Daniel Walsh is a registered investment advisor at Osaic Wealth, INC., based in Lake Forest, IL, with 36 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
500 Western Ave., Suite 202, Lake Forest, IL, 60045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Daniel is an advisor at Tree City Investments, dedicating about half of his time to setting and executing investment strategies. He also holds president positions at The Frosted Baker, Leapfirst Looklast, Kelsey Ds, and Nexus Advisory Services, and owns rental property and a beauty salon.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Tree City Investments, INC.
Previous Registrations
Triad Advisors LLCBroker
Tree City Investments, INC.
Marquis Financial Services, INC.Broker
Pinnacle Financial Consultants, INC.Broker
Long Grove Trading CO.Broker
MML Investors Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.