W Thomas
W Thomas is a registered investment advisor at Charles Schwab & CO., INC., based in Berthoud, CO, with 34 years of industry experience. W operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
Berthoud, CO
Get directionsHistory
Regulatory History (1)
Criminal
August 1987Other Business Activities
W owns and manages a rental property in Mexico through WBT Infinity, LLC, which he started in 2018. He spends about 10-20% of his time on this activity, none of which occurs during trading hours.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Charles Schwab & CO., INC.
Value Line Securities, INC.Broker
Lawson Financial CorporationBroker
Blinder, Robinson & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.