Carroll Carson
Carroll Carson is a ChFC-designated registered investment advisor, based in Greenville, SC, with 37 years of industry experience.
Location
1520 E. North Street, Greenville, SC, 29607-1360
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2013Customer Dispute
November 2009Other Business ActivitiesSells Insurance
Carroll is a NY Life agent involved in fixed sales as part of his securities business, spending about 10-20% of his time on this. He also manages real estate rentals through AP Properties LLC, dedicating minimal time, and works full-time at Advanced Planning Inc as a fee-based asset manager. Additionally, Carroll serves as a conservator for a minor through Advanced Planning Inc, spending minimal time on these duties.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Advanced Planning, INC.
Previous Registrations
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
W.C. Smith & Company, INC.Broker
Wma Securities, INC.Broker
Fsc Securities CorporationBroker
Nylife Securities INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.