Robert Ratcliff
Robert Ratcliff is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Denton, TX, with 37 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
320 West Eagle Drive, Suite 101, Denton, TX, 76201
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2016Other Business Activities
Robert is a member of a drag racing organization, dedicating about 10-20% of his time, and plans to devote time during securities trading hours. He also serves on the Board of Directors for Cole Ranch Improvement District No. 1, spending minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.