Gene Tannenbaum
Gene Tannenbaum is a registered investment advisor at LPL Financial LLC, based in Poughkeepsie, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
22 Ibm Rd # 204B, Poughkeepsie, NY, 12601-5455
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gene operates under several DBAs for his LPL business, including National Wealth Network and McFadden & Associates. He also engages in non-variable insurance activities through National Wealth Network, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Lincoln Financial Advisors CorporationBroker
Woodbury Financial Services, INC.Broker
Park Avenue Securities LLCBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
First Montauk Securities CORP.Broker
Shearson Lehman Hutton INC.Broker
Dean Witter Reynolds INC.Broker
Mclaughlin, Piven, Vogel INC.Broker
J F Lowe & Company IncorporatedBroker
Greentree Securities CORP.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.