CL
CL

Carmine Lacognata

35 Years of Experience
Clearwater, FL
3 DisclosuresBrokerSells Insurance

Carmine Lacognata is a registered investment advisor, based in Clearwater, FL, with 35 years of industry experience.

Location

905 S Ft Harrison Ave., Clearwater, FL, 33756

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2017
Customer Dispute
April 2007
Denied
Customer Dispute
March 2006
Settled
Other Business ActivitiesSells Insurance

Carmine is a board member for Clearwater for Youth and the American Cancer Society, dedicating minimal time to each. He also works as an agent for Allianz Life Insurance Co., Peterson International Underwriters, Universal Financial Consultants, TAG Advisors, Bull and Bear Wealth Management Partners, and CIRA, spending about half his time with TAG Advisors and Bull and Bear Wealth Management Partners, and nearly full-time with CIRA.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
April 2025 - Present · 1 yr 1 mo
Cambridge Investment Research Advisors, INC.
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Cetera Investment Advisers LLC
March 2021 - March 2025 · 4 yrs
Cetera Financial Specialists LLCBroker
March 2021 - March 2025 · 4 yrs
National Asset Management, INC.
July 2019 - February 2021 · 1 yr 7 mos
National Securities CorporationBroker
February 2019 - February 2021 · 2 yrs
National Securities CorporationBroker
April 2018 - May 2018 · 1 mo
AXA Advisors, LLC
November 1989 - July 2017 · 27 yrs 8 mos
AXA Advisors, LLCBroker
October 1989 - July 2017 · 27 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
October 1989 - January 2000 · 10 yrs 3 mos
The Prudential Insurance Company of AmericaBroker
February 1989 - July 1989 · 5 mos
Pruco Securities CorporationBroker
February 1989 - July 1989 · 5 mos
State Registrations7 states
ALCAFLNJNYSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carmine Lacognata - Financial Advisor | TrueAdvisor