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Nancy Diak

35 Years of Experience
St. Louis, MO
Broker

Nancy Diak is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One N Jefferson Ave, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nancy owns Grammy's Sensational Scents, selling Scentsy products since 2022. This takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
October 2017 - Present · 8 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
September 2017 - Present · 8 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - September 2017 · 9 yrs 8 mos
Wells Fargo Advisors, LLC
January 2008 - December 2012 · 4 yrs 11 mos
A. G. Edwards & Sons, INC.
April 2006 - January 2008 · 1 yr 9 mos
A. G. Edwards & Sons, INC.Broker
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
November 1988 - September 2001 · 12 yrs 10 mos
State Registrations3 states
ILMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nancy Diak - Financial Advisor | TrueAdvisor