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Joseph Connell

Sikich Financial
35 Years of Experience
Maple Grove, MN
View SEC Summary
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Joseph Connell is a registered investment advisor at Sikich Financial, based in Maple Grove, MN, with 35 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 1,164 clients with $1.2B in assets under management.

Sikich Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,164 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.60%
$10.0M - $20.0M0.55%
$20M+0.40%

Schedule reflects the Advisor Managed Portfolios program and Charles Schwab accounts. The Wrap and Unified Managed Account programs have higher rates starting at 2.00%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Maple Grove, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sikich Financial
October 2014 - Present · 12 yrs
Previous Registrations
Triad Advisors LLCBroker
May 2015 - December 2021 · 6 yrs 7 mos
Financial Telesis, INC.
January 2014 - September 2014 · 8 mos
Financial Telesis INCBroker
February 2013 - September 2014 · 1 yr 7 mos
LPL Financial LLCBroker
February 2012 - March 2013 · 1 yr 1 mo
NFP Securities, INC.Broker
February 2009 - February 2012 · 3 yrs
Signator Investors, INC.Broker
October 2008 - March 2009 · 5 mos
MML Investors Services, INC.Broker
August 2007 - May 2008 · 9 mos
Birchtree Financial Services, INC.Broker
April 2005 - March 2007 · 1 yr 11 mos
Adp Broker-Dealer, INC.Broker
August 1999 - November 2004 · 5 yrs 3 mos
Mutual of America Life Insurance CompanyBroker
September 1998 - July 1999 · 10 mos
Mutual of America Securities CorporationBroker
September 1998 - July 1999 · 10 mos
Charles Schwab & CO., INC.Broker
September 1997 - August 1998 · 11 mos
John G. Kinnard and Company, IncorporatedBroker
September 1992 - September 1997 · 5 yrs
Royal Alliance Associates, INC.Broker
September 1992 - September 1992 · 0 mos
Primevest Financial Services, INC.Broker
February 1990 - September 1992 · 2 yrs 7 mos
Piper, Jaffray & Hopwood IncorporatedBroker
February 1989 - February 1990 · 1 yr
John G. Kinnard and Company, IncorporatedBroker
November 1988 - March 1989 · 4 mos
Blinder, Robinson & CO., INC.Broker
October 1988 - November 1988 · 1 mo
State Registrations3 states
ILMNOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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