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Thomas Oconnor

36 Years of Experience
Greensboro, GA
Broker

Thomas Oconnor is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Greensboro, GA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

Greensboro, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas serves on the Board of Directors and Finance Committee (with check signing authority) for the 24 Hour Foundation. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
November 2016 - Present · 9 yrs 8 mos
Robert W. Baird & CO. Incorporated
October 1989 - Present · 36 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
October 1989 - Present · 36 yrs 9 mos
State Registrations29 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.