William Newbury
William Newbury is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Peoria,, AZ, with 37 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Peoria,, AZ
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
May 2012Customer Dispute
December 2002Customer Dispute
August 2002Customer Dispute
April 1999Other Business ActivitiesSells Insurance
William works as an advisory representative of a RIA, spending about a quarter of his time on this and about 15% of his time trading. He is also an insurance agent, dedicating about a quarter of his time to insurance/benefits/human resources and about 10-15% of his time trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
First Financial Equity Corporation
First Financial Equity CorporationBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
RBC Capital Markets Corporation
RBC Dain Rauscher INC.
RBC Capital Markets CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
D.E. Frey & Company, INC.Broker
Dean Witter Reynolds INC.Broker
Blinder, Robinson & CO., INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.