PD
PD

Peter Dubois

32 Years of Experience
Lake Forest, IL
Broker

Peter Dubois is a registered investment advisor at Morgan Stanley, based in Lake Forest, IL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

207 East Westminster, Suite 300, Lake Forest, IL, 60045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter is on the investment committee for North Shore Congregation Israel, a non-profit organization. He spends minimal time on this activity.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 1998 - April 2007 · 9 yrs 1 mo
Morgan Stanley Dw INC.Broker
June 1993 - April 2007 · 13 yrs 10 mos
State Registrations31 states
ALAZCACOCTDCFLILINKSMAMDMIMNMOMTNHNJNMNVNYOHORPARITNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Peter Dubois - Financial Advisor | TrueAdvisor