Scott Nishimura is a registered investment advisor at Osaic Wealth, INC., based in Hacienda Heights, CA, with 31 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Hacienda Heights, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott is a senior vice president at Continuum Advisory LLC, a registered investment advisor, dedicating about a quarter of his time. He also serves as a successor co-trustee on his elderly aunt's trust, requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Continuum Advisory, LLC
Previous Registrations
Triad Advisors LLCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
First Allied Securities, INC.Broker
Summit Brokerage Services, INC.Broker
Vsr Financial Services, INC.Broker
Girard Securities, INC.Broker
Investors Capital CORP.Broker
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.