RB
RB

Reginald Brown

37 Years of Experience
Atlanta, GA
Broker

Reginald Brown is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3280 Peachtree Road Northeast, Suite 1900, Atlanta, GA, 30305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Reginald is the treasurer/secretary of N19PE LLC since 2014. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
June 2006 - June 2009 · 3 yrs
Citigroup Global Markets INC.Broker
May 2006 - June 2009 · 3 yrs 1 mo
Suntrust Investment Services, INC.
June 2005 - May 2006 · 11 mos
Suntrust Investment Services, INC.Broker
June 2005 - May 2006 · 11 mos
Suntrust Capital Markets, INC.
April 2002 - July 2005 · 3 yrs 3 mos
Suntrust Capital Markets, INC.Broker
April 2002 - June 2005 · 3 yrs 2 mos
Deutsche Bank Securities INC.Broker
January 2001 - April 2002 · 1 yr 3 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
May 1994 - September 1997 · 3 yrs 4 mos
Smith Barney INC.Broker
January 1991 - June 1994 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
January 1989 - January 1991 · 2 yrs
F.D. Roberts Securities, INC.Broker
October 1988 - January 1989 · 3 mos
State Registrations43 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.