LC
LC

Liz Corriher

36 Years of Experience
Charlotte, NC
Broker

Liz Corriher is a registered investment advisor at RBC Capital Markets, LLC, based in Charlotte, NC, with 36 years of industry experience. Liz operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

6000 Fairview Road, Suite 500, Charlotte, NC, 28210-3254

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
August 2019 - Present · 6 yrs 11 mos
RBC Capital Markets, LLC
August 2019 - Present · 6 yrs 11 mos
RBC Capital Markets, LLCBroker
August 2019 - Present · 6 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2009 - August 2019 · 9 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
June 2002 - August 2019 · 17 yrs 2 mos
Wachovia Securities, INC.Broker
March 1991 - June 2002 · 11 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
October 1989 - April 1991 · 1 yr 6 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Liz Corriher - Financial Advisor | TrueAdvisor