MA
MA

Marcus Allen

26 Years of Experience
Tempe, AZ
Broker

Marcus Allen is a registered investment advisor at Wells Fargo Advisors, based in Tempe, AZ, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

40 E Rio Salado Pkwy, Tempe, AZ, 85281

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
October 2022 - Present · 3 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
October 2022 - Present · 3 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Wells Fargo Advisors
December 2011 - Present · 14 yrs 5 mos
Wells Fargo Clearing Services, LLC
December 2011 - Present · 14 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
May 2011 - December 2011 · 7 mos
Charles Schwab & CO., INC.
May 2011 - December 2011 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - November 2010 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2010 · 1 yr 1 mo
Banc of America Investment Services, INC.
August 2009 - October 2009 · 2 mos
Banc of America Investment Services, INC.Broker
August 2009 - October 2009 · 2 mos
Charles Schwab & CO., INC.
January 2008 - February 2009 · 1 yr 1 mo
Charles Schwab & CO., INC.Broker
January 2008 - February 2009 · 1 yr 1 mo
Countrywide Investment Services, INC.
November 2007 - December 2007 · 1 mo
Countrywide Investment Services, INC.Broker
June 2006 - December 2007 · 1 yr 6 mos
Brokersxpress LLCBroker
February 2006 - June 2006 · 4 mos
Allstate Financial Services, LLCBroker
January 2003 - February 2006 · 3 yrs 1 mo
Charles Schwab & CO., INC.Broker
February 1998 - November 2002 · 4 yrs 9 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.