Jon Mark Dabareiner

ChFC

Lombard Advisers Incorporated

36 Years of Experience

17 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation Planning

Lombard Advisers Incorporated

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

30 advisors

Number of Clients

955 clients

Average Client Portfolio

$594K average

Assets Under Management

$567.4M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

40 Village Springs Drive, Suite 22, Hardy, VA, 24101

Get directions

History

Regulatory History (17)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

September 2018

Final

Employment Separation After Allegations

September 2017

Customer Dispute

September 2017

Denied

Regulatory

December 2014

Final

Customer Dispute

February 2013

Settled

Customer Dispute

February 2013

Denied

Employment Separation After Allegations

February 2013

Customer Dispute

January 2010

Settled

Customer Dispute

December 2009

Denied

Customer Dispute

November 2009

Closed-No Action

Customer Dispute

January 2009

Denied

Customer Dispute

May 2006

Settled

Customer Dispute

July 2005

Denied

Customer Dispute

July 2004

Denied

Customer Dispute

September 2003

Denied

Customer Dispute

August 2000

Settled

Customer Dispute

June 1999

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Jon owns commercial and single-family real estate, as well as a partnership to hold building real estate. He also serves on the board of directors for Smith Mtn Lake Boating Assoc, dedicating minimal time to each activity.

Employment History

Current Registrations

Lombard Advisers Incorporated

September 2018 - Present · 7 yrs 5 mos

Previous Registrations

Concord Wealth Partners

March 2013 - November 2017 · 4 yrs 8 mos

Ameriprise Financial Services, INC.

December 1988 - February 2013 · 24 yrs 2 mos

Ameriprise Financial Services, INC.Broker

November 1988 - February 2013 · 24 yrs 3 mos

Ids Life Insurance CompanyBroker

November 1988 - July 2006 · 17 yrs 8 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.