Mark Jaffe
Mark Jaffe is a registered investment advisor at Citigroup Global Markets INC., based in Bronx, NY, with 37 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.
Location
Citi Retail Banking, 1800 Williamsbridge Road, Bronx, NY, 10461
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2019Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Citicorp Investment Services
Citicorp Investment ServicesBroker
W.J. Nolan & Company, INC.Broker
Financial Network Investment CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael PakCitigroup Global Markets INC.
- Matthew GriffinCitigroup Global Markets INC.
- Yanique AndersonCitigroup Global Markets INC.
- Sarvar Davronov, CFPEdward Jones
- Edward Huttick, CFPCetera Investment Advisers LLC
- Timothy Mcfadden, CFPValue Investment Professionals, LLC