Connie Weems-Scott
Connie Weems-Scott is a CFP-designated registered investment advisor at LPL Financial LLC, based in Atlanta, GA, with 37 years of industry experience. Connie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
200 Ashford Ctr N Ste 400, Atlanta, GA, 30338
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Connie is an agent for non-variable insurance since 2011, spending minimal time servicing existing contracts. She is also a fixed insurance agent selling disability, fixed annuities, LTC, universal life, and term life, dedicating a few hours per week. Connie also has business entities for tax/investment purposes and a DBA for LPL business, and works for Searcy, Weems-Scott & Quinn during securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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