Connie Weems-Scott
Connie Weems-Scott is a CFP-designated registered investment advisor at LPL Financial LLC, based in Atlanta, GA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 Ashford Ctr N Ste 400, Atlanta, GA, 30338
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Connie is an agent for non-variable insurance since 2011, spending minimal time servicing existing contracts. She is also a fixed insurance agent selling disability, fixed annuities, LTC, universal life, and term life, dedicating a few hours per week. Connie also has business entities for tax/investment purposes and a DBA for LPL business, and works for Searcy, Weems-Scott & Quinn during securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.