AS
CFP · PFS
AS
CFP · PFS
Alan Spencer
37 Years of Experience
Allen, TX
1 DisclosureBrokerSells Insurance
Alan Spencer is a CFP, PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Allen, TX, with 37 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Allen, TX
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2004Denied
Other Business ActivitiesSells Insurance
Alan sells equity indexed annuities through Avantax Insurance Agency LLC. He also owns Alan Spencer & Associates, PC, a tax preparation and accounting firm, dedicating about a quarter of his time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
July 2009 - September 2025 · 16 yrs 2 mos
Avantax Investment Services, INC.Broker
November 1988 - September 2025 · 36 yrs 10 mos
State Registrations2 states
GATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.