Darin Pope
Darin Pope is a CFA, CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Rye, NH, with 29 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Rye, NH
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Darin is an agent for B. Riley Wealth Insurance, offering insurance products and services since 2022. This activity requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
National Securities CorporationBroker
FsicBroker
Securities America, INC.Broker
Mutual Service CorporationBroker
Royal Alliance Associates, INC.Broker
United Advisors
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Citizens Financial Services INC.Broker
Ur Financial, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.