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CFA · CFP
DP
CFA · CFP

Darin Pope

Stifel, Nicolaus & Company, Incorporated
29 Years of Experience
Rye, NH
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Darin Pope is a CFA, CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Rye, NH, with 29 years of industry experience. Darin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Rye, NH

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Darin is an agent for B. Riley Wealth Insurance, offering insurance products and services since 2022. This activity requires minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
April 2025 - Present · 1 yr 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2025 - Present · 1 yr 6 mos
Stifel, Nicolaus & Company, Incorporated
April 2025 - Present · 1 yr 6 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - April 2025 · 2 yrs 9 mos
B. Riley Wealth Advisors, INC.
September 2020 - May 2025 · 4 yrs 8 mos
National Securities CorporationBroker
September 2020 - July 2022 · 1 yr 10 mos
FsicBroker
April 2018 - September 2020 · 2 yrs 5 mos
Securities America, INC.Broker
September 2009 - April 2018 · 8 yrs 7 mos
Mutual Service CorporationBroker
January 2008 - September 2009 · 1 yr 8 mos
Royal Alliance Associates, INC.Broker
January 2007 - January 2008 · 1 yr
United Advisors
February 2005 - September 2020 · 15 yrs 7 mos
Wachovia Securities, LLC
April 2004 - January 2005 · 9 mos
Wachovia Securities, LLCBroker
March 2004 - January 2005 · 10 mos
Mcdonald Investments INC.
January 2001 - February 2004 · 3 yrs 1 mo
Mcdonald Investments INC.Broker
January 2000 - February 2004 · 4 yrs 1 mo
Citizens Financial Services INC.Broker
December 1996 - October 1999 · 2 yrs 10 mos
Ur Financial, INC.Broker
November 1988 - April 1989 · 5 mos
State Registrations36 states
AKAZCACOCTDEFLGAHIIDILINKSKYMAMIMTNCNENHNJNMNYOHORPARISCSDTNTXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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