Tracy Cohen-Mcluckie is a registered investment advisor, based in Pittsboro, NC, with 35 years of industry experience.
Location
Pittsboro, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tracy is the VP of Investments at North Shore Wealth Management, LLC, a DBA for B. Riley Wealth, dedicating full-time hours. Tracy is also an insurance agent at B. Riley Wealth Insurance, spending minimal time on insurance sales.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
National Securities CorporationBroker
June 2015 - July 2022 · 7 yrs 1 mo
Jhs Capital Advisors, LLC
November 2011 - June 2015 · 3 yrs 7 mos
Jhs Capital Advisors, LLCBroker
March 2010 - June 2015 · 5 yrs 3 mos
Gunnallen Financial, INCBroker
November 2005 - March 2010 · 4 yrs 4 mos
Kirlin Securities INC.Broker
June 2002 - November 2005 · 3 yrs 5 mos
Ladenburg Capital Management INC.Broker
January 1997 - June 2002 · 5 yrs 5 mos
Josephthal Lyon & Ross IncorporatedBroker
March 1994 - January 1997 · 2 yrs 10 mos
Greenway Capital CORP.Broker
July 1992 - April 1994 · 1 yr 9 mos
Barrett Day Securities, INC.Broker
March 1989 - December 1990 · 1 yr 9 mos
Individual's Securities LTD.Broker
December 1988 - February 1989 · 2 mos
1st New York Financial CORP.Broker
November 1988 - December 1988 · 1 mo
State Registrations20 states
ALARCACOFLILINMAMDMONCNENJNYOHOKPATXVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.