CE
CE

Cynthia Englise

29 Years of Experience
Red Bank, NJ
Broker

Cynthia Englise is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Red Bank, NJ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

77 Broad St, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2022 - Present · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
September 2020 - February 2022 · 1 yr 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2020 - February 2022 · 1 yr 5 mos
Morgan StanleyBroker
June 2019 - October 2019 · 4 mos
Ameriprise Financial Services, INC.Broker
June 2018 - June 2019 · 1 yr
Morgan StanleyBroker
January 2014 - May 2018 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2013 - November 2013 · 4 mos
Gfi Securities LLCBroker
January 2008 - August 2012 · 4 yrs 7 mos
The Vertical GroupBroker
August 2007 - October 2007 · 2 mos
RBC Capital Markets CorporationBroker
January 2007 - August 2007 · 7 mos
RBC Professional Trader Group LLCBroker
July 2006 - August 2007 · 1 yr 1 mo
Carlin Equities, LLCBroker
July 2006 - January 2007 · 6 mos
Burnham Securities INC.Broker
June 2005 - July 2006 · 1 yr 1 mo
Garban Corporates LLCBroker
March 2004 - December 2004 · 9 mos
Brokerageamerica, LLCBroker
May 2002 - December 2003 · 1 yr 7 mos
Burlington Capital Markets INC.Broker
November 2001 - May 2002 · 6 mos
Spear, Leeds & Kellogg, L.P.Broker
April 1996 - November 2001 · 5 yrs 7 mos
M. H. Meyerson & CO., INC.Broker
September 1995 - March 1996 · 6 mos
Commonwealth AssociatesBroker
June 1995 - August 1995 · 2 mos
Gkn Securities CORP.Broker
July 1993 - June 1995 · 1 yr 11 mos
State Registrations35 states
ALAZCACOCTDCDEFLGAILINMAMDMEMIMNMOMTNCNHNJNVNYOKORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cynthia Englise - Financial Advisor | TrueAdvisor